|
| 7/18/2008 | The IIA | Office of Management and Budget (OMB)
OMB Standard Occupational Classification Policy Committee's Recommendations |
| 6/13/08 | The IIA | Department of Treasury’s Advisory Committee on the Auditing Profession |
| 2/27/08 | The IIA | Representatives of Internal Audit Services (RIAS) (PDF 71KB) |
| 4/30/08 | The IIA | IFAC ISA 265 – Communicating Deficiencies in Internal Control and Related Conforming Amendments to Other ISAs. |
| 3/31/08 | The IIA | OECD Consultation Paper |
| 2/27/08 | The IIA | Representatives of Internal Audit Services (RIAS) United Nations Organizations and Multilateral Financial Institutions (PDF, 71KB) |
| 12/17/07 | PCAOB | Preliminary Staff Views (PDF, 35KB) |
| 11/28/07 | IAASB | Proposed Strategy for 2009-2011 (PDF, 35KB) |
| 10/31/2007 | COSO | Guidance on Monitoring on Internal Control Systems (PDF, 60KB) |
| 10/18/2007 | IFAC | IESBA - IFAC Exposure Draft (PDF, 43KB) |
| 9/27/2007 | ITAF | IT Assurance Framework (ITAF) Exposure Draft (PDF, 47KB) |
| 7/18/2007 | SEC | The IIA responds to SEC Release Nos. 33-8811; 34-55930; File No. S7-24-06, Definition of Significant Deficiency (PDF, 100KB) |
| 7/12/2007 | SEC | The IIA responds to SEC Release No. 34-55912; File No. PCAOB-2007-02, Additional Solicitation of Comments on the Filing of Proposed Rule on Auditing Standard No. 5 Exposure Draft (PDF, 102KB) |
| 3/30/2007 | IFAC | The IIA responds to IFAC ISA 610, The Auditor's Consideration of the Internal Audit Function (PDF, 71KB) |
| 2/26/2007 | PCAOB | The IIA responds to PCAOB, (PDF, 170KB)
Attachment B: The IIA response to SEC, (PDF, 134KB)
Attachment C: GAIT (ITGC) Executive Summary Report, (PDF, 1766KB) |
| 2/26/2007 | SEC | The IIA responds to SEC, (PDF, 134KB)
Attachment B: The IIA responds to PCAOB, (PDF, 170KB)
Attachment C: GAIT (ITGC) Executive Summary Report, (PDF, 1766KB) |
| 9/18/2006 | SEC | The IIA responds to U. S. SEC Concept Release on Sarbanes-Oxley 404: Management's Reports on Internal Control Over Financial Reporting (PDF 179KB) |
| 8/15/2006 | GAO | The IIA responds to Government Auditing Standards (GAGAS) 2006 Revision Exposure Draft. (PDF 90KB) |
| 6/30/2006 | ISACA | The IIA responds to IT Control Objectives for Sarbanes-Oxley |
| 5/01/2006 | SEC | The IIA responds to SEC on Second Year Experiences
Additional Information: - Year 2 SOX Implementation Results (PDF, 1.74MB)
- Sarbanes-Oxley Section 404: A Guide for Management by Internal Control Practitioners (PDF, 780KB)
- Additional Issues of Interest to be Considered (PDF, 22KB)
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| 4/14/2006 | IFAC | The IIA Responds to IFAC Exposure Code of Conduct (PDF 84KB) |
| 1/19/2006 | SEC | The IIA Responds to SEC: Proposed Rule on Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist (PDF, 137KB) |
| 10/28/2005 | Basel Committee | Exposure Draft - Enhancing Corporate Governance for Banking Organizations (PDF 128KB) |
| 6/29/2005 | Ontario Securities Commission (OSC) | Comments on Proposed Instruments 52-109 and 52-111 Attachment B - Internal Auditing Role in Sections 302 - 404 (PDF)
Attachment C - Sarbanes-Oxley 404 Work: Looking at the Benefits (PDF)
Attachment D - The IIA submission to the Security and Exchange Commission response (PDF)
Attachment E - Practical Considerations Regarding Internal Control Options (PDF) |
| 3/31/2005 | SEC | The IIA's Response Letter to the SEC (PDF, 52KB) Internal Auditing's Role in Sections 302 & 404 (PDF, 132KB) Sarbanes-Oxley 404 Work: Looking at the Benefits (PDF, 297KB) |
| 11/29/2004 | BEAC | All Appropriate Inquiry Comments Roundtable
Attachment A - Auditing Roundtable Members
Attachment B - BEAC Certification Criteria |
| 10/15/2004 | AICPA | The IIA Responds to the AICPA
AICPA Questions |
7/12/2004 | OCEG | The IIA UK & Ireland Respond to the OCEG Foundation Guidelines Exposure Draft |
7/12/2004 | CIO | The IIA Responds to CIO |
7/01/2004 | INTOSAI | The IIA Responds to INTOSAI's Guidelines for Internal Control Standards for the Public Sector |
| 5/26/2004 | The IIA | Internal Auditing's Role in Sections 302 and 404 of the U.S. Sarbanes-Oxley Act of 2002 |
5/17/2004 | SEC | The IIA Responds to the SEC Release No. 34-49544; File No. PCAOB-2004-003 |
4/15/2004 | Ontario Securities Commission (OSC) | Comments on Proposed Multilateral Policy 58-201 |
2/05/2004 | OECD | Exposure Draft: OECD Principles of Corporate Governance - January 2004 |
1/30/2004 | Nevada Gaming Control Board | The IIA Responds to Draft CPA MICS Compliance Reporting Requirement: Utilization of Internal Audit |
11/21/2003 | PCAOB | An Audit of Internal Control Over Financial Reporting Performed in Conjunction with an Audit of Financial Statements Summary of the Standard's requirements Comparison of The IIA's Recommendations to the PCAOB and its Final Release of "An Audit of Internal Control Over Financial Reporting Performed in Conjunction with an Audit of Financial Statements" |
11/15/2003 | IFAC | Proposed Revised International Standard on Auditing 240 "The Auditor's Responsibility to Consider Fraud in an Audit of Financial Statements" |
10/31/2003 | Standards Australia | Risk management (Revision of AS/NZS 4360:1999) by The Institute of Internal Auditors - Australia |
10/24/2003 | House Government Reform Committee
(Subcommittee on Technology, Information Policy) | Corporate Information Security Accountability Act of 2003 (CISAA) Comments on CISAA Draft Security Standards Presentation |
10/14/2003 | Pricewater-
houseCoopers | COSO: Enterprise Risk Management Framework |
9/30/2003 | IFAC | Review of Interim Financial Information Performed by the Auditor of the Entity |
9/24/2003 | OSC | Comments on Proposed Instruments 52-108, 52-109, 52-110 (English language)
Comments on Proposed Instruments 52-108, 52-109, 52-110 (French translation) |
8/29/2003 | AICPA
CICA | The IIA Responds to the Proposed AICPA/CICA Privacy Framework (Exposure Draft) |
8/22/2003 | IFAC | To Enhance Firm Quality Control |
7/31/2003 | GAO | GAO study on the Oversight of Major Securities Markets |
7/31/2003 | ISACA | IS Auditing Standard on Audit Charter |
5/21/2003 | AICPA | Omnibus Proposal of Professional Ethics Division Interpretations and Rulings |
5/12/2003 | AICPA | Auditing on an Entity's Internal Control Over Financial Reporting and Reporting on an Entity's Internal Control Over Financial Reporting (new SAS and SSAE) |
5/12/2003 | PCAOB | Statement Regarding the Establishment of Auditing and Other Professional Standards |
2/18/2003 | SEC | Standards Relating to Listed Company Audit Committees |
1/13/2003 | SEC | Strengthening the Commission's Requirements Regarding Auditor Independence |
11/27/2002 | SEC | Disclosure Required by Sections 404, 406 and 407 of the Sarbanes-Oxley Act of 2002 |
11/25/2002 | SEC | Proposed Rules for Improper Influence on Conduct of Audits |
| 11/21/2002 | NYSE | Corporate Accountability and Listing Standards - Commentary Wording on Internal Auditing |
11/18/2002 | Critical Infrastructure Protection Board | National Strategy to Secure Cyberspace |
8/28/2002 | APEC | Asian Pacific Economic Cooperation Forum - Best Practices |
8/19/2002 | SEC | Proposed Rules for Certification of Quarterly and Annual Financial Information by Principal Executive Officer and Principal Financial Officer |
| 7/23/2002 | U.S. Congress | Public Company Accounting Reform and Investor Protection Act of 2002 |
| 7/19/2002 | NYSE | Corporate Accountability and Listing Standards (updated) |
4/24/2002 | GAO | Government Auditing Standards |
3/28/2002 | NYSE | Corporate Accountability and Listing Standards |
